Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2023)
    • SMF16 Compliance Oversight (since 1 Apr 2023)
    • [FCA CF] Significant management (7 Nov 2022 to 31 Mar 2023)
  • DTZ Investment Management Limited (no longer approved here)

    FRN 416900

    • CF10 Compliance Oversight (11 Oct 2012 to 20 Dec 2013)
    • CF11 Money Laundering Reporting (11 Oct 2012 to 20 Dec 2013)
  • Glennmont Partners I Limited (no longer approved here)

    FRN 483500

    • CF11 Money Laundering Reporting (27 Aug 2008 to 4 May 2009)
    • CF10 Compliance Oversight (27 Aug 2008 to 4 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.