Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2023)
- SMF16 Compliance Oversight (since 1 Apr 2023)
- [FCA CF] Significant management (7 Nov 2022 to 31 Mar 2023)
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- CF10 Compliance Oversight (11 Oct 2012 to 20 Dec 2013)
- CF11 Money Laundering Reporting (11 Oct 2012 to 20 Dec 2013)
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- CF11 Money Laundering Reporting (27 Aug 2008 to 4 May 2009)
- CF10 Compliance Oversight (27 Aug 2008 to 4 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.