DTZ Investment Management Limited

• Principal Place of Business

  125 Old Broad Street

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +4402033490349

  Web

  https://www.dtzinvestors.com

• Complaints Contact

  125 Old Broad Street

  -

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442033490349

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmed Remi Makele

  IRN ARM01224

  • CF10 Compliance Oversight (4 Feb 2008 to 1 Oct 2012)
  • CF11 Money Laundering Reporting (11 Dec 2007 to 1 Oct 2012)
• Alessio Lopiccolo

  IRN AXL01915

  • CF30 Customer (3 Feb 2014 to 8 Dec 2019)
• Alexander Richard James Walker

  IRN ARW01198

  • CF30 Customer (3 Apr 2008 to 12 Dec 2008)
• Andrea White

  IRN AXW01940

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (30 Mar 2012 to 8 Dec 2019)
• Anthony Alan Brothwell

  IRN AAB01074

  • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2026)
  • CF1 Director (30 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (20 May 2005 to 31 Oct 2007)
• Anthony David Gibby

  IRN ADG01106

  • CF30 Customer (28 Nov 2007 to 30 May 2009)
• Benjamin Sebastian Scilly

  IRN BXS00485

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
  • [FCA CF] Client dealing (since 10 Apr 2024)
• Christopher Mark Saunders

  IRN CMS01142

  • [FCA CF] Client dealing (18 Mar 2021 to 27 Feb 2026)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 27 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
• Christopher Sim

  IRN CXS21643

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
• Christopher St John David Cooper

  IRN CSC01064

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2026)
  • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Oct 2007 to 31 Oct 2007)
  • CF3 Chief Executive (3 Oct 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Oct 2007 to 10 Dec 2007)
  • CF1 Director (16 Aug 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)

No changes recorded yet.