Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DTZ Investment Management Limited
FRN 416900
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2026)
- CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Oct 2007 to 31 Oct 2007)
- CF3 Chief Executive (3 Oct 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Oct 2007 to 10 Dec 2007)
- CF1 Director (16 Aug 2007 to 8 Dec 2019)
- CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.