Date authorised
1 April 2013
Companies House
04633215
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    125 Old Broad Street
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +4402033490349
  • Complaints Contact

    125 Old Broad Street
    -
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442033490349

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Child

    IRN CXC01649

    • CF1 Director (6 May 2008 to 23 Feb 2009)
  • Cormac O'Keeffe

    IRN CXO01021

    • CF10 Compliance Oversight (22 May 2015 to 21 Jul 2016)
    • CF11 Money Laundering Reporting (22 May 2015 to 21 Jul 2016)
  • David McLaren Gray

    IRN DMG01055

    • CF1 Director (4 Jun 2008 to 23 Jan 2009)
  • Edward Melville Horatio Guest

    IRN EMG01052

    • CF10 Compliance Oversight (27 Mar 2014 to 31 Mar 2015)
    • CF11 Money Laundering Reporting (27 Mar 2014 to 31 Mar 2015)
    • CF30 Customer (12 Feb 2014 to 31 Mar 2015)
    • CF1 Director (12 Feb 2014 to 31 Mar 2015)
    • CF29 Significant management (12 Feb 2014 to 31 Mar 2015)
  • Inyoung Cho

    IRN IXC00235

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)
  • Jack Quinlan

    IRN JXQ00015

    • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 10 Nov 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 10 Nov 2023)
  • James Michael Douglas Thomson

    IRN JMT01066

    • CF1 Director (15 May 2012 to 22 Jun 2012)
  • Jelena Kucenko

    IRN JXK01709

    • CF30 Customer (28 Mar 2012 to 26 Jan 2017)
  • John Charles Baker

    IRN JCB01172

    • CF30 Customer (16 Sep 2008 to 17 Jan 2014)
  • Joshua Mak

    IRN JXM04478

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

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