James Michael Douglas Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DTZ Investment Management Limited (no longer approved here)
FRN 416900
- CF1 Director (15 May 2012 to 22 Jun 2012)
Cushman & Wakefield Insurance Services Limited (no longer approved here)
FRN 477013
- CF1 Director (AR) (15 Jul 2009 to 30 Apr 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF23 Corporate Finance Adviser (20 Dec 2006 to 1 May 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.