Date authorised
1 April 2013
Companies House
04633215
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    125 Old Broad Street
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +4402033490349
  • Complaints Contact

    125 Old Broad Street
    -
    London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +442033490349

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Louise Margaret Fearnley

    IRN KLB01062

    • [FCA CF] Client dealing (18 Mar 2021 to 31 Jul 2021)
    • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 31 Jul 2021)
    • CF30 Customer (9 May 2008 to 8 Dec 2019)
  • Maaike Geeske Hof

    IRN MGH01112

    • CF30 Customer (9 May 2008 to 16 Dec 2008)
  • Mark Thomas Russell Sealey

    IRN MXS05542

    • 14. Managing investments
    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
  • Martin David Gilbert

    IRN MDG01088

    • 14. Managing investments
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (28 Nov 2007 to 8 Dec 2019)
  • Matthew Callow

    IRN MXC02238

    • CF30 Customer (25 Mar 2010 to 26 Jan 2017)
  • Maurizio Giammusso

    IRN MXG01742

    • CF30 Customer (7 Apr 2008 to 27 Feb 2009)
  • Maxwell James Sharp

    IRN MXS05031

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
    • [FCA CF] Client dealing (since 10 Apr 2024)
  • Michelle Anne Bedwin

    IRN MAB01381

    • CF11 Money Laundering Reporting (11 Oct 2012 to 20 Dec 2013)
    • CF10 Compliance Oversight (11 Oct 2012 to 20 Dec 2013)
  • Miles Herz

    IRN MXH02635

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jun 2015 to 28 Jul 2015)
  • Opama Khan

    IRN OXK01014

    • CF30 Customer (23 Nov 2007 to 27 Feb 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.