DTZ Investment Management Limited

• Principal Place of Business

  125 Old Broad Street

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +4402033490349

  Web

  https://www.dtzinvestors.com

• Complaints Contact

  125 Old Broad Street

  -

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442033490349

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Edward Parker

  IRN PXP01312

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
• Peter Alexander O'Gorman

  IRN PAO01045

  • [FCA CF] Client dealing (18 Mar 2021 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 31 Dec 2024)
  • CF30 Customer (15 Jan 2008 to 8 Dec 2019)
• Peter Lowe

  IRN PXL01441

  • CF30 Customer (25 Jun 2008 to 13 Nov 2015)
• Philippe Maton

  IRN PXM01470

  • CF30 Customer (10 Feb 2012 to 28 Jun 2013)
• Rebecca Louise Middleton

  IRN RLC01071

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (2 Feb 2010 to 8 Dec 2019)
• Reza Sam Berry

  IRN RSB01181

  • [FCA CF] Client dealing (18 Mar 2021 to 17 Dec 2024)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 17 Dec 2024)
  • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
• Richard William Cooper

  IRN RWC01074

  • [FCA CF] Manager of certification employee (18 Mar 2021 to 30 Nov 2024)
  • [FCA CF] Client dealing (18 Mar 2021 to 30 Nov 2024)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 30 Nov 2024)
  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
• Robert George Rickert

  IRN RGR01037

  • CF1 Director (28 Apr 2009 to 9 Aug 2011)
• Robert Henry Haldane Peto

  IRN RHP01041

  • CF30 Customer (28 Apr 2009 to 4 Jan 2016)
  • CF2 Non Executive Director (20 May 2005 to 1 Jan 2018)
• Robert Malcolm Naish

  IRN RMN01013

  • CF11 Money Laundering Reporting (28 Jun 2007 to 1 Oct 2007)
  • CF1 Director (28 Jun 2007 to 1 Oct 2007)
  • CF10 Compliance Oversight (28 Jun 2007 to 1 Oct 2007)
  • CF21 Investment Adviser (20 May 2005 to 1 Oct 2007)
  • CF27 Investment Management (20 May 2005 to 1 Oct 2007)
  • CF8 Apportionment and Oversight (20 May 2005 to 1 Oct 2007)
  • CF3 Chief Executive (20 May 2005 to 1 Oct 2007)

No changes recorded yet.