DTZ Investment Management Limited

• Principal Place of Business

  125 Old Broad Street

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +4402033490349

  Web

  https://www.dtzinvestors.com

• Complaints Contact

  125 Old Broad Street

  -

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442033490349

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Bowe

  IRN SXB01352

  • CF10 Compliance Oversight (20 May 2005 to 30 Apr 2007)
  • CF11 Money Laundering Reporting (20 May 2005 to 30 Apr 2007)
• Serkan Bektas

  IRN SXB01478

  • CF1 Director (20 Feb 2009 to 13 Apr 2012)
  • CF30 Customer (20 Feb 2009 to 6 Jun 2012)
• Shari Marie Davis

  IRN SMD01112

  • CF27 Investment Management (4 Jul 2005 to 8 Dec 2005)
• Simon Thomas Westley Down

  IRN SXD06318

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 May 2019 to 8 Dec 2019)
  • CF1 Director (1 Oct 2018 to 8 Dec 2019)
• Stephen Francis Palmer

  IRN SFP01019

  • [FCA CF] Client dealing (18 Mar 2021 to 30 Apr 2024)
  • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 30 Apr 2024)
  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
• Steven John Watts

  IRN SXW01722

  • CF1 Director (20 May 2008 to 1 May 2009)
• Tami Chia-Ling Chuang

  IRN TCC01035

  • CF30 Customer (4 Apr 2008 to 30 Sep 2011)
• Timothy James Hodgson

  IRN TJH01100

  • CF2 Non Executive Director (20 May 2005 to 1 Oct 2007)
• Timothy Sven Maynard

  IRN TSM01029

  • CF13 Finance (20 May 2005 to 1 Oct 2007)
  • CF2 Non Executive Director (20 May 2005 to 1 Oct 2007)
• Wendy Anne Arntsen

  IRN WAA00011

  • CF30 Customer (1 Nov 2007 to 21 Oct 2015)
  • CF27 Investment Management (2 Nov 2006 to 31 Oct 2007)

No changes recorded yet.