Sarah Bowe

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gravis Capital Management Ltd

    FRN 770680

    • SMF16 Compliance Oversight (since 15 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • CF10 Compliance Oversight (20 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Apr 2017 to 8 Dec 2019)
  • Gravis Advisory Ltd

    FRN 1004078

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2025)
    • SMF16 Compliance Oversight (since 15 Jan 2025)
  • Target Fund Managers Limited (no longer approved here)

    FRN 763170

    • CF10 Compliance Oversight (2 Jun 2017 to 4 Jun 2018)
    • CF11 Money Laundering Reporting (2 Jun 2017 to 4 Jun 2018)
  • Target Advisers LLP (no longer approved here)

    FRN 602311

    • CF11 Money Laundering Reporting (7 Nov 2013 to 4 Jun 2018)
    • CF10 Compliance Oversight (7 Nov 2013 to 4 Jun 2018)
  • La Française Group UK Finance Limited (no longer approved here)

    FRN 225360

    • CF10 Compliance Oversight (5 Mar 2008 to 24 Feb 2011)
    • CF11 Money Laundering Reporting (5 Mar 2008 to 16 Feb 2009)
  • DTZ Investment Management Limited (no longer approved here)

    FRN 416900

    • CF11 Money Laundering Reporting (20 May 2005 to 30 Apr 2007)
    • CF10 Compliance Oversight (20 May 2005 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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