Gravis Advisory Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Gravis Advisory Ltd24 Savile RowLondonW1S 2ESUNITED KINGDOM- Phone
- +4402034058500
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Complaints Contact
Gravis Advisory Ltd24 Savile RowLondonW1S 2ESUNITED KINGDOM- Phone
- +4402034058500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alethea Ann Nugent
IRN AXN00066
- SMF16 Compliance Oversight (3 Jun 2024 to 20 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2024 to 20 Dec 2024)
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Davide Franci
IRN DXF00099
- Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2025)
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James Edward Peel
IRN JXP14279
- [FCA CF] Client dealing (since 15 Sep 2025)
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Matthew Francis Norris
IRN MFN01002
- [FCA CF] Client dealing (since 3 Jun 2024)
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Nicholas Simon Parker
IRN NSP01018
- SMF3 Executive Director (since 3 Jun 2024)
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Philip William Kent
IRN PWK01032
- SMF1 Chief Executive (since 3 Jun 2024)
- SMF3 Executive Director (since 3 Jun 2024)
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Sarah Bowe
IRN SXB01352
- SMF16 Compliance Oversight (since 15 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2025)
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Shayankar Ratnasingam
IRN SXR00272
- [FCA CF] Client dealing (since 15 Sep 2025)
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William Henry MacLeod
IRN WHM01030
- SMF3 Executive Director (since 3 Jun 2024)
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William Spicer Argent
IRN WSA01006
- [FCA CF] Client dealing (since 3 Jun 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.