William Spicer Argent

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gravis Advisory Ltd
FRN 1004078
- [FCA CF] Client dealing (since 3 Jun 2024)
Valu-Trac Investment Management Limited (no longer approved here)
FRN 145168
- CF30 Customer (18 Aug 2017 to 3 Jun 2024)
Gravis Advisory Limited (no longer approved here)
FRN 728926
- Employed By (18 Aug 2017 to 3 Jun 2024)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF30 Customer (5 Jan 2017 to 14 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.