La Française Group UK Finance Limited

• Principal Place of Business

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

  Web

  https://www.la-francaise.com

• Complaints Contact

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Alexander Jerome French

  IRN AXF00546

  • [FCA CF] Client dealing (since 26 Jul 2024)
• Ando Carl Wikstrom

  IRN ACW01111

  • CF2 Non Executive Director (27 Feb 2004 to 18 Jun 2004)
• Andrew Nicholas Walker

  IRN AXW01692

  • CF2 Non Executive Director (27 Jan 2016 to 8 Dec 2019)
• Anthony John Ross

  IRN AJR01297

  • CF30 Customer (12 Sep 2008 to 16 Dec 2011)
• Benedict Thomas Langkilde Bennett

  IRN BTB01015

  • CF11 Money Laundering Reporting (3 Oct 2005 to 21 Dec 2007)
  • CF10 Compliance Oversight (3 Oct 2005 to 21 Dec 2007)
• Darren Michael Hutchinson

  IRN DMH01114

  • CF21 Investment Adviser (20 Apr 2005 to 20 Feb 2006)
  • CF27 Investment Management (20 Apr 2005 to 20 Feb 2006)
• David Kevin Rendall

  IRN DKR01015

  • Responsible for Insurance Distribution (since 13 Aug 2024)
  • [FCA CF] Client dealing (since 26 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF10 Compliance Oversight (2 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (28 Jun 2007 to 8 Dec 2019)
  • CF27 Investment Management (25 May 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Feb 2004 to 18 Mar 2007)
  • CF1 Director (27 Feb 2004 to 8 Dec 2019)
• Denis Kleuters

  IRN DXK01333

  • CF30 Customer (1 Mar 2008 to 31 Mar 2009)
• Edward Frederick Ginn

  IRN EFG01009

  • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
  • CF27 Investment Management (1 Aug 2007 to 31 Oct 2007)
• Emre Tek

  IRN EXT01093

  • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
  • CF27 Investment Management (16 May 2007 to 31 Oct 2007)

No changes recorded yet.