Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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La Française Group UK Finance Limited
FRN 225360
- Responsible for Insurance Distribution (since 13 Aug 2024)
- [FCA CF] Client dealing (since 26 Feb 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (2 Jun 2014 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (28 Jun 2007 to 8 Dec 2019)
- CF27 Investment Management (25 May 2006 to 31 Oct 2007)
- CF1 Director (27 Feb 2004 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (27 Feb 2004 to 18 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.