Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Target Fund Managers Limited
FRN 763170
- Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2024)
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- CF10 Compliance Oversight (28 Jun 2007 to 1 Oct 2007)
- CF1 Director (28 Jun 2007 to 1 Oct 2007)
- CF11 Money Laundering Reporting (28 Jun 2007 to 1 Oct 2007)
- CF27 Investment Management (20 May 2005 to 1 Oct 2007)
- CF3 Chief Executive (20 May 2005 to 1 Oct 2007)
- CF8 Apportionment and Oversight (20 May 2005 to 1 Oct 2007)
- CF21 Investment Adviser (20 May 2005 to 1 Oct 2007)
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- CF8 Apportionment and Oversight (1 Dec 2001 to 28 Jun 2002)
- CF3 Chief Executive (1 Dec 2001 to 28 Jun 2002)
- CF1 Director (1 Dec 2001 to 28 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
- CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.