Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2024)
  • DTZ Investment Management Limited (no longer approved here)

    FRN 416900

    • CF10 Compliance Oversight (28 Jun 2007 to 1 Oct 2007)
    • CF1 Director (28 Jun 2007 to 1 Oct 2007)
    • CF11 Money Laundering Reporting (28 Jun 2007 to 1 Oct 2007)
    • CF27 Investment Management (20 May 2005 to 1 Oct 2007)
    • CF3 Chief Executive (20 May 2005 to 1 Oct 2007)
    • CF8 Apportionment and Oversight (20 May 2005 to 1 Oct 2007)
    • CF21 Investment Adviser (20 May 2005 to 1 Oct 2007)
  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Jun 2002)
    • CF3 Chief Executive (1 Dec 2001 to 28 Jun 2002)
    • CF1 Director (1 Dec 2001 to 28 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.