Date authorised
1 April 2013
Companies House
02597050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261
  • Complaints Contact

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Crawford

    IRN AXC00364

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2020)
  • Agnieszka Bara

    IRN AXB00528

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Alan Tripp

    IRN AXT01225

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Mar 2020)
    • Responsible for Insurance Mediation (16 Feb 2010 to 30 Sep 2018)
    • CF3 Chief Executive (16 Feb 2010 to 2 Jul 2014)
    • CF30 Customer (17 Feb 2009 to 8 Dec 2019)
    • CF1 Director (17 Feb 2009 to 8 Dec 2019)
  • Alberto Magrinelli

    IRN AXM00555

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Alexander Bird

    IRN AXB04632

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Alexander Charles Lyell

    IRN ACL01074

    • CF27 Investment Management (23 Mar 2007 to 25 Apr 2007)
    • CF21 Investment Adviser (23 Mar 2007 to 25 Apr 2007)
  • Alexander Edds

    IRN AXE00154

    • [FCA CF] Client dealing (22 Mar 2022 to 30 Sep 2025)
  • Alexander James Rigby

    IRN AJR01355

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
  • Ali Imraan

    IRN AXI01127

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Dec 2021)
    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • Aliki Sarantopoulos

    IRN AXS05375

    • [FCA CF] Client dealing (since 6 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.