Mark David Sims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF28 Systems and controls (7 Dec 2015 to 13 May 2016)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF28 Systems and controls (1 Oct 2010 to 21 Oct 2011)
- CF1 Director (11 Aug 2010 to 21 Oct 2011)
Glennmont Partners I Limited (no longer approved here)
FRN 483500
- CF28 Systems and controls (26 Apr 2010 to 5 May 2010)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- CF28 Systems and controls (20 Mar 2008 to 31 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.