Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Brian John Hull

  IRN ABH01011

  • CF30 Customer (1 Sep 2008 to 24 Apr 2009)
• Adam Stuart Tomlinson

  IRN AST01066

  • CF30 Customer (13 Nov 2012 to 21 Aug 2013)
• Adam Terelak

  IRN AXT01825

  • CF30 Customer (14 Oct 2013 to 6 Nov 2014)
• Alan Broughton

  IRN AXB01387

  • CF30 Customer (20 Jan 2010 to 7 Jan 2011)
• Alasdair Roderick Graham

  IRN ARG01051

  • CF30 Customer (9 Feb 2012 to 20 Jul 2012)
• Alasdair Rolfe

  IRN AXR01894

  • CF30 Customer (30 Jun 2009 to 31 Mar 2010)
• Alastair Maclachlan

  IRN AKM01072

  • CF30 Customer (26 Mar 2010 to 24 Oct 2013)
• Alberto Gianluigi Pontonio

  IRN AXP01338

  • CF30 Customer (1 Nov 2007 to 29 Oct 2008)
  • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
• Alex Paterson

  IRN AXP01245

  • CF30 Customer (24 Oct 2013 to 2 Jan 2015)
• Alexander Bennett

  IRN AXB01897

  • CF21 Investment Adviser (2 Jun 2004 to 13 Dec 2006)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.