Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexander Ottmar Narr

  IRN AON01002

  • CF30 Customer (3 Mar 2010 to 12 Jul 2010)
• Alexander Piers Smith

  IRN APS01086

  • CF30 Customer (15 May 2012 to 30 Apr 2014)
• Alfonso Jose Diaz Cordova

  IRN AJD01398

  • CF30 Customer (9 Dec 2015 to 23 Feb 2018)
• Alistair Andrew MacDonald

  IRN AAM01109

  • CF30 Customer (27 Jul 2009 to 20 Dec 2011)
• Alistair Forbes Thomson

  IRN AFT01017

  • CF30 Customer (1 Nov 2007 to 15 Sep 2014)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
• Amilcar Morais Pires

  IRN AMP01203

  • CF2 Non Executive Director (28 Jun 2011 to 18 Feb 2014)
• Ana Maria Ribeiro Oliveira

  IRN AMO01047

  • CF30 Customer (25 May 2011 to 31 Jan 2013)
• Andrew Charles Miller

  IRN ACM01136

  • CF30 Customer (15 Mar 2010 to 15 Jun 2011)
• Andrew Fisher

  IRN AXF01151

  • CF30 Customer (7 Dec 2009 to 3 Jul 2012)
• Andrew John Fairclough

  IRN AJF01090

  • CF30 Customer (5 Jul 2011 to 28 Aug 2012)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.