Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Joseph Hogley

  IRN AJH01302

  • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
  • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
• Andrew Keen

  IRN AXK01581

  • CF30 Customer (2 Sep 2015 to 3 Apr 2017)
• Andrew Mark Leonard

  IRN AML01080

  • CF30 Customer (8 Feb 2010 to 6 Feb 2012)
• Andrew Teng Liang Lim

  IRN ATL01014

  • CF30 Customer (17 May 2011 to 31 Jul 2013)
• Anibal Jorge Campos Paco

  IRN AJC01619

  • CF28 Systems and controls (7 Nov 2016 to 1 Aug 2017)
• Anita Tanna

  IRN AST01044

  • CF21 Investment Adviser (10 Jul 2006 to 15 May 2007)
• Anke Viohl

  IRN AXR01280

  • CF30 Customer (1 Nov 2007 to 7 Jan 2011)
  • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
• Ankur Rudra

  IRN AXR01697

  • CF30 Customer (8 Feb 2010 to 6 Dec 2010)
• Anthony Lance Shiret

  IRN ALS01041

  • CF30 Customer (29 Jan 2014 to 4 Apr 2017)
• Anthony Michael Fry

  IRN AMF01047

  • CF30 Customer (6 Apr 2011 to 16 Jan 2015)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.