Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anthony Nash

  IRN APN01026

  • CF30 Customer (3 Nov 2008 to 23 Jan 2015)
• Anthony Peden Mark Siggers

  IRN APS01141

  • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
  • CF3 Chief Executive (AR) (3 Aug 2006 to 29 Aug 2007)
  • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
• Arne Wriedt

  IRN AXW01283

  • CF30 Customer (18 Feb 2016 to 5 Oct 2016)
• Arun Aldrin George

  IRN AAG01042

  • CF30 Customer (8 Feb 2010 to 13 Sep 2010)
• Ashish Goenka

  IRN AXG01687

  • CF30 Customer (22 Jul 2013 to 2 Oct 2015)
• Ashwani Mathur

  IRN AXM01491

  • CF30 Customer (1 Nov 2007 to 18 Jun 2008)
  • CF26 Customer Trading (7 Oct 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)
• Austin Glenn Quick

  IRN AGQ01002

  • CF30 Customer (8 Sep 2008 to 15 Sep 2014)
• Belle Chun Chao Yang

  IRN BCY01002

  • CF30 Customer (12 Feb 2016 to 2 Jun 2017)
• Ben Paul Johnson

  IRN BPJ01008

  • CF30 Customer (12 May 2009 to 28 Jul 2011)
• Benedict Anthony John Hernaman Hunt

  IRN BAH01067

  • CF30 Customer (25 Nov 2014 to 13 May 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.