Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF3 Chief Executive (AR) (3 Aug 2006 to 29 Aug 2007)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
  • Yougovexecution Ltd (no longer approved here)

    FRN 447997

    • Employed By (18 Jan 2006 to 4 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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