Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Aug 2025)
    • [FCA CF] Manager of certification employee (21 Aug 2025 to 28 Jan 2026)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Manager of certification employee (21 Oct 2024 to 13 Jun 2025)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 13 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF4 Partner (29 Jun 2017 to 1 Apr 2019)
    • CF30 Customer (3 Feb 2015 to 1 Apr 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (3 Nov 2008 to 23 Jan 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 22 Dec 2008)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.