Ashwani Mathur

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ronit Capital LLP

    FRN 593541

    • [FCA CF] Client dealing (since 3 May 2024)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 4 Mar 2021)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Prosdocimi Limited (no longer approved here)

    FRN 481247

    • CF1 Director (AR) (16 Apr 2009 to 1 Sep 2010)
    • CF3 Chief Executive (AR) (16 Apr 2009 to 1 Sep 2010)
    • CF30 Customer (16 Apr 2009 to 31 Aug 2010)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 18 Jun 2008)
    • CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)
    • CF26 Customer Trading (7 Oct 2002 to 31 Oct 2007)
  • FIRST GLOBAL (UK) LTD. (no longer approved here)

    FRN 190780

    • CF13 Finance (1 Dec 2001 to 16 Aug 2002)
    • CF3 Chief Executive (1 Dec 2001 to 16 Aug 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.