Date authorised
1 April 2013
Companies House
06445532
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Silverwood
    Waverley Drive
    Virginia Water
    Surrey
    GU25 4PZ
    UNITED KINGDOM
    Phone
    +4402071993003
  • Complaints Contact

    Silverwood
    Waverley Drive
    Virginia Water
    Surrey
    GU25 4PZ
    UNITED KINGDOM
    Phone
    +4402071993003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alberto Statti

    IRN AXS01492

    • CF30 Customer (28 Apr 2010 to 30 Sep 2010)
  • Alessandro Ambrosi Grappelli

    IRN AXA02103

    • CF30 Customer (23 Jun 2014 to 9 Sep 2015)
  • Alexander David Peter Newman

    IRN ADN01034

    • CF30 Customer (17 Jul 2015 to 20 Feb 2017)
  • Alexander George Basil Stanbury

    IRN AGS01111

    • CF30 Customer (28 Apr 2009 to 26 Oct 2012)
  • Alexander Maximilian Dittmair

    IRN AXD01202

    • CF1 Director (AR) (12 Aug 2013 to 2 Apr 2014)
    • CF30 Customer (12 Aug 2013 to 2 Apr 2014)
  • Alistair Mavor Thomson

    IRN AMT01138

    • CF30 Customer (7 Mar 2012 to 13 May 2013)
    • CF4 Partner (AR) (7 Mar 2012 to 13 May 2013)
  • Alistair William Dixon

    IRN AWD01025

    • CF4 Partner (AR) (22 Jan 2010 to 13 Sep 2010)
  • Anders Christian Moeller

    IRN CXM01339

    • CF4 Partner (5 Jun 2009 to 19 Nov 2009)
    • CF30 Customer (5 Jun 2009 to 19 Nov 2010)
  • Andrea Dorian Prosdocimi

    IRN DXP01221

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (23 Jun 2008 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jun 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jun 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jun 2008 to 8 Dec 2019)
    • CF1 Director (23 Jun 2008 to 8 Dec 2019)
  • Andrea Rizzo

    IRN AXR01249

    • CF30 Customer (25 Sep 2014 to 20 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.