Prosdocimi Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alberto Statti
IRN AXS01492
- CF30 Customer (28 Apr 2010 to 30 Sep 2010)
Alessandro Ambrosi Grappelli
IRN AXA02103
- CF30 Customer (23 Jun 2014 to 9 Sep 2015)
Alexander David Peter Newman
IRN ADN01034
- CF30 Customer (17 Jul 2015 to 20 Feb 2017)
Alexander George Basil Stanbury
IRN AGS01111
- CF30 Customer (28 Apr 2009 to 26 Oct 2012)
Alexander Maximilian Dittmair
IRN AXD01202
- CF1 Director (AR) (12 Aug 2013 to 2 Apr 2014)
- CF30 Customer (12 Aug 2013 to 2 Apr 2014)
Alistair Mavor Thomson
IRN AMT01138
- CF30 Customer (7 Mar 2012 to 13 May 2013)
- CF4 Partner (AR) (7 Mar 2012 to 13 May 2013)
Alistair William Dixon
IRN AWD01025
- CF4 Partner (AR) (22 Jan 2010 to 13 Sep 2010)
Anders Christian Moeller
IRN CXM01339
- CF4 Partner (5 Jun 2009 to 19 Nov 2009)
- CF30 Customer (5 Jun 2009 to 19 Nov 2010)
Andrea Dorian Prosdocimi
IRN DXP01221
- [FCA CF] Client dealing (since 1 Jan 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (23 Jun 2008 to 8 Dec 2019)
- CF3 Chief Executive (23 Jun 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Jun 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Jun 2008 to 8 Dec 2019)
- CF1 Director (23 Jun 2008 to 8 Dec 2019)
Andrea Rizzo
IRN AXR01249
- CF30 Customer (25 Sep 2014 to 20 Mar 2015)

Smaller firms operating under this firm's FCA authorisation.

Richmond Hill Investment Management Limited (no longer appointed)
FRN 600344 · Appointed 29 Apr 2013 · Until 9 Sep 2013
Strategic Equity Consulting Services LLP (no longer appointed)
FRN 576016 · Appointed 27 Feb 2012 · Until 11 Jun 2013
Nordic Securities LLP (no longer appointed)
FRN 572387 · Appointed 10 Jan 2012 · Until 26 Jul 2012
Monterey Global Investments Limited (no longer appointed)
FRN 550579 · Appointed 11 May 2011 · Until 2 Apr 2014
Makor Securities LLP (no longer appointed)
FRN 550025 · Appointed 5 May 2011 · Until 14 Dec 2011
Alion Partners Capital LLP (no longer appointed)
FRN 491001 · Appointed 6 Apr 2011 · Until 31 Oct 2011
Caris & Company Inc (no longer appointed)
FRN 540916 · Appointed 4 Feb 2011 · Until 29 Sep 2011
Omni Investment Research Ltd (no longer appointed)
FRN 506870 · Appointed 14 Sep 2009 · Until 5 May 2010
Apex Capital Partners LLP (no longer appointed)
FRN 502879 · Appointed 25 Jun 2009 · Until 13 Sep 2010
Deydun Markets Ltd (no longer appointed)
FRN 499310 · Appointed 14 Apr 2009 · Until 28 Sep 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.