Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Boon Heng Lu

  IRN BHL01015

  • CF30 Customer (11 Jan 2016 to 3 Apr 2017)
• Bradley Ross-Williams

  IRN BXR01224

  • CF30 Customer (14 Apr 2016 to 3 Apr 2017)
• Brian Carlisle McKee Henderson

  IRN BCH01024

  • CF2 Non Executive Director (4 Jan 2011 to 11 Jun 2014)
  • CF1 Director (21 Sep 2010 to 3 Jan 2011)
• Bridget Mary Andrews

  IRN BMA01012

  • CF10 Compliance Oversight (28 Aug 2013 to 4 Oct 2013)
  • CF11 Money Laundering Reporting (28 Aug 2013 to 4 Oct 2013)
• Bruce John Howitt

  IRN BJH01063

  • CF30 Customer (27 Jul 2009 to 5 Sep 2010)
• Calvert Cheston Burkhart

  IRN CCB01028

  • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2002)
• Carl Thomas Mace

  IRN CTM01023

  • CF30 Customer (17 Jan 2017 to 14 Sep 2018)
• Carole Gladys Madjo

  IRN CGM01095

  • CF30 Customer (25 Jan 2016 to 3 Apr 2017)
• Caroline Rachel Gulliver

  IRN CRE01028

  • CF30 Customer (1 Nov 2007 to 5 Jun 2013)
  • CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
• Carwyn James Butcher

  IRN CJB01357

  • CF30 Customer (25 Aug 2009 to 12 Jul 2010)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.