Bradley Ross-Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 8 Dec 2025)
Schroder Investment Management North America Limited
FRN 144543
- [FCA CF] Client dealing (since 8 Dec 2025)
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Client dealing (since 8 Dec 2025)
CQS (UK) LLP (no longer approved here)
FRN 400496
- [FCA CF] Client dealing (9 Oct 2023 to 29 Sep 2025)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (14 Apr 2016 to 3 Apr 2017)
Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF30 Customer (24 Nov 2014 to 27 Feb 2015)
Natixis Investment Managers UK Limited (no longer approved here)
FRN 190258
- CF30 Customer (24 Sep 2012 to 17 Jun 2014)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF30 Customer (29 Jan 2008 to 30 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.