CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . CQS Management Ltd

    IRN XXC01015

    • SMF27 Partner (9 Dec 2019 to 2 Sep 2020)
    • CF4 Partner (1 Sep 2004 to 8 Dec 2019)
  • . Partner Benefit Company Limited

    IRN XXP01206

    • SMF27 Partner (9 Dec 2019 to 2 Sep 2020)
    • CF4 Partner (15 Dec 2015 to 8 Dec 2019)
  • ANTOINE ABD EL MASSIH

    IRN AXA02181

    • CF30 Customer (30 Jul 2014 to 30 Apr 2018)
  • Aaron Malik

    IRN AXM02663

    • CF4 Partner (22 Apr 2015 to 9 Dec 2019)
    • CF30 Customer (16 Dec 2008 to 8 Dec 2019)
  • Abbas Moloobhoy

    IRN AXM03601

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2022)
    • CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • Abul Kashem Rahman

    IRN AKR01043

    • CF30 Customer (15 Jul 2014 to 8 Jan 2016)
  • Adam Sorab

    IRN AXS01391

    • CF30 Customer (1 Nov 2007 to 16 Mar 2017)
    • CF27 Investment Management (1 Sep 2004 to 14 Sep 2006)
    • CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
  • Adel Amine Oucherif

    IRN AAO01058

    • CF30 Customer (19 Feb 2015 to 12 May 2015)
  • Adrian Charles Ratcliffe

    IRN ACR01064

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • CF10 Compliance Oversight (13 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2019 to 8 Dec 2019)
    • CF4 Partner (13 Sep 2019 to 8 Dec 2019)
  • Adrian Rees McCracken

    IRN ARM01259

    • CF30 Customer (24 May 2011 to 6 Feb 2013)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.