Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 3 Oct 2025)
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- [FCA CF] Client dealing (17 Mar 2020 to 6 Mar 2023)
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- CF30 Customer (15 Jul 2014 to 8 Jan 2016)
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- CF30 Customer (11 Sep 2012 to 28 Apr 2014)
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- CF30 Customer (11 Sep 2012 to 28 Apr 2014)
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- CF30 Customer (12 Apr 2011 to 7 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.