Adam Sorab

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aptior Capital LLP
FRN 784435
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 Jun 2019 to 8 Dec 2019)
- CF4 Partner (11 Jun 2019 to 19 Nov 2019)
Lodbrok Capital LLP (no longer approved here)
FRN 739412
- CF4 Partner (30 Oct 2017 to 31 Mar 2019)
- CF30 Customer (30 Oct 2017 to 31 Mar 2019)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (1 Nov 2007 to 16 Mar 2017)
- CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
- CF27 Investment Management (1 Sep 2004 to 14 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.