Lodbrok Capital LLP

• Principal Place of Business

  Lodbrok

  Smithson Plaza

  25 St James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +4402075096610

  Web

  https://www.lodbrokcapital.com

• Complaints Contact

  Lodbrok

  Smithson Plaza

  25 St. James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +4402075096610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Lodbrok Limited

  IRN XXL01165

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (27 Oct 2016 to 8 Dec 2019)
• Adam Sorab

  IRN AXS01391

  • CF30 Customer (30 Oct 2017 to 31 Mar 2019)
  • CF4 Partner (30 Oct 2017 to 31 Mar 2019)
• Andrew Tingle

  IRN AXT00277

  • [FCA CF] Significant management (since 11 May 2020)
• Daniel Baker

  IRN DXB00484

  • [FCA CF] Significant management (since 9 Dec 2019)
• Dennis Bannon McKenna

  IRN DXM02022

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (26 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
• Dushy Selvaratnam

  IRN DXS01272

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF4 Partner (26 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Oct 2016 to 8 Dec 2019)
• Joachim Bale

  IRN JXB02927

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2016 to 8 Dec 2019)
• John Julian Robertson Colville

  IRN JJC01114

  • [FCA CF] Client dealing (since 4 Jul 2022)
• Mikael Karl Otto Brantberg

  IRN MXB02154

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2016 to 8 Dec 2019)
• Paul Andrew Boulton

  IRN PAB01233

  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
  • CF3 Chief Executive (26 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2016 to 8 Dec 2019)

No changes recorded yet.