Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lodbrok Capital LLP
FRN 739412
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Oct 2016 to 8 Dec 2019)
- CF4 Partner (26 Oct 2016 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (2 Jul 2008 to 24 Mar 2009)
- CF4 Partner (2 Jul 2008 to 24 Mar 2009)
- CF28 Systems and controls (2 Jul 2008 to 24 Mar 2009)
- CF10 Compliance Oversight (2 Jul 2008 to 24 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.