Date authorised
1 April 2013
Companies House
OC308279
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Oakford Advisors Ltd
    The Bee House
    140 Eastern Avenue
    Park Drive Milton Park
    Oxford
    OX14 4SB
    UNITED KINGDOM
    Phone
    +4407789400100
  • Complaints Contact

    C/O Oakford Advisors Ltd
    The Bee House
    140 Eastern Avenue
    Park Drive Milton Park
    Oxford
    OX14 4SB
    UNITED KINGDOM
    Phone
    +447789400100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hadron Capital UK Ltd

    IRN XXH01122

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Sep 2014 to 8 Dec 2019)
  • . Hadron Services Ltd

    IRN XXH01010

    • CF4 Partner (31 Aug 2004 to 7 Oct 2014)
  • Andrew Key

    IRN AXK02160

    • CF30 Customer (14 Apr 2015 to 21 Apr 2017)
  • David James Sheppard

    IRN DJS01258

    • SMF27 Partner (9 Dec 2019 to 23 Nov 2020)
    • CF3 Chief Executive (18 Sep 2013 to 31 Oct 2019)
    • CF30 Customer (18 Sep 2013 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2013 to 8 Dec 2019)
  • Dushy Selvaratnam

    IRN DXS01272

    • CF28 Systems and controls (2 Jul 2008 to 24 Mar 2009)
    • CF4 Partner (2 Jul 2008 to 24 Mar 2009)
    • CF10 Compliance Oversight (2 Jul 2008 to 24 Mar 2009)
    • CF11 Money Laundering Reporting (2 Jul 2008 to 24 Mar 2009)
  • Fawaz Altaf Chaudhry

    IRN FAC01030

    • CF30 Customer (5 Aug 2011 to 20 Sep 2013)
  • Frank Dejonckheere

    IRN FXD01066

    • CF30 Customer (9 Mar 2010 to 29 Nov 2013)
  • Giorgia Pozzoli

    IRN GXP01508

    • CF4 Partner (2 Apr 2012 to 7 Jul 2016)
    • CF30 Customer (6 Mar 2012 to 7 Jul 2016)
  • Giuliana Ego-Aguirre

    IRN GXE01185

    • CF30 Customer (11 Jul 2012 to 31 Aug 2012)
  • Giuseppe Di Cecio

    IRN GXD01151

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (24 Mar 2009 to 27 Feb 2014)
    • CF10 Compliance Oversight (24 Mar 2009 to 8 Jul 2011)
    • CF11 Money Laundering Reporting (24 Mar 2009 to 8 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 27 Feb 2014)
    • CF13 Finance (31 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (31 Aug 2004 to 31 Oct 2007)
    • CF4 Partner (31 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.