David James Sheppard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goodhart Partners LLP (no longer approved here)

    FRN 496588

    • [FCA CF] Client dealing (20 Jun 2023 to 30 Sep 2025)
  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • [FCA CF] Client dealing (25 Mar 2021 to 28 Apr 2023)
    • [FCA CF] Material risk taker (25 Mar 2021 to 28 Apr 2023)
    • [FCA CF] Significant management (25 Mar 2021 to 28 Apr 2023)
  • Hadron Capital LLP (no longer approved here)

    FRN 401378

    • SMF27 Partner (9 Dec 2019 to 23 Nov 2020)
    • CF30 Customer (18 Sep 2013 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2013 to 8 Dec 2019)
    • CF3 Chief Executive (18 Sep 2013 to 31 Oct 2019)
  • Liontrust Fund Partners LLP (no longer approved here)

    FRN 518165

    • CF4 Partner (1 Oct 2011 to 17 Apr 2013)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • CF30 Customer (1 Oct 2011 to 1 Oct 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.