Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Significant management (since 13 Oct 2025)
- [FCA CF] Client dealing (since 13 Oct 2025)
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- [FCA CF] Client dealing (14 Jun 2024 to 30 Oct 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (11 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (9 Mar 2010 to 29 Nov 2013)
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- CF30 Customer (5 Jun 2008 to 28 Feb 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.