Aptior Capital LLP

• Principal Place of Business

  2nd Floor, 78-79 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402033256110

  Web

  https://www.aptiorcapital.com

• Complaints Contact

  2nd Floor, 78-79 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402033256110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Aptior Capital Services (UK) Ltd

  IRN XXA01347

  • CF4 Partner (2 Jul 2018 to 19 Nov 2019)
• Adam Sorab

  IRN AXS01391

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (11 Jun 2019 to 19 Nov 2019)
• Anirudh Singh

  IRN AXS02429

  • [FCA CF] Material risk taker (since 21 Aug 2023)
  • [FCA CF] Client dealing (since 21 Aug 2023)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Aug 2023)
  • CF4 Partner (2 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Christian Peter Schwarz

  IRN CPS01114

  • [FCA CF] Material risk taker (since 21 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Aug 2023)
  • CF4 Partner (2 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
• Diogo Gama Vaz da Silva

  IRN DGV01011

  • CF4 Partner (2 Jul 2018 to 19 Nov 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Konstantin Chinarov

  IRN KXC01416

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (2 Jul 2018 to 19 Nov 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Matteo Santecchia

  IRN MXS03321

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2023)
  • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
• Nail John Jacob

  IRN NJJ01030

  • [FCA CF] Material risk taker (18 May 2020 to 31 Mar 2023)
• Taos Autumn Huskey

  IRN TXH00487

  • [FCA CF] Client dealing (since 1 Jan 2025)
• Warran Robert Reed

  IRN WRR01011

  • SMF27 Partner (since 11 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Mar 2023)
  • [FCA CF] Client dealing (since 1 Mar 2023)

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