Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rokos Capital Management LLP
FRN 679721
- [FCA CF] Client dealing (since 27 Apr 2023)
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- [FCA CF] Material risk taker (18 May 2020 to 31 Mar 2023)
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- CF4 Partner (18 Oct 2016 to 31 Jul 2017)
- CF30 Customer (18 Oct 2016 to 31 Jul 2017)
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- CF4 Partner (27 Dec 2013 to 6 Apr 2014)
- CF30 Customer (2 Oct 2013 to 15 Jun 2016)
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- CF30 Customer (6 Jun 2011 to 11 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 12 May 2011)
- CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2005 to 18 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.