Caius Capital LLP

• Principal Place of Business

  2 Park Street

  London

  W1K 2XA

  UNITED KINGDOM

  Phone

  +4402071907940

  Web

  https://www.caiuscapital.com

• Complaints Contact

  2 Park Street

  London

  W1K 2XA

  UNITED KINGDOM

  Phone

  +4402071907940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Caius Capital Services Limited

  IRN XXC01316

  • CF4 Partner (21 Sep 2016 to 9 Dec 2019)
• Antonio Batista

  IRN AXB01484

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (21 Sep 2016 to 8 Dec 2019)
• James Anthony Edward Rous

  IRN JAR01154

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2021)
  • CF4 Partner (16 Jul 2019 to 9 Dec 2019)
  • CF30 Customer (25 Aug 2017 to 8 Dec 2019)
• Jon Paul Strohacker

  IRN JPS01104

  • [FCA CF] Client dealing (since 23 Sep 2021)
• Jordi Orriols-Gil

  IRN JXO01112

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2016 to 8 Dec 2019)
  • CF4 Partner (21 Sep 2016 to 9 Dec 2019)
• Michael David Bracken

  IRN MDB01182

  • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2021)
• Nail John Jacob

  IRN NJJ01030

  • CF30 Customer (18 Oct 2016 to 31 Jul 2017)
  • CF4 Partner (18 Oct 2016 to 31 Jul 2017)
• Oleg Andreyevich Konev

  IRN OAK01009

  • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2021)
• Sebastien Bernard Bourgeois

  IRN SBB01028

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
  • CF30 Customer (21 Sep 2016 to 8 Dec 2019)
  • CF4 Partner (21 Sep 2016 to 9 Dec 2019)
• Sohil Bipin Shah

  IRN SXS02004

  • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2021)
  • CF4 Partner (20 Feb 2018 to 9 Dec 2019)

No changes recorded yet.