Jordi Orriols-Gil

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caius Capital LLP

    FRN 735887

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (21 Sep 2016 to 9 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (13 Aug 2015 to 15 Jul 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (2 Jan 2013 to 24 Sep 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (2 Jun 2004 to 13 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.