Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
- CF30 Customer (21 Sep 2016 to 8 Dec 2019)
- CF4 Partner (21 Sep 2016 to 9 Dec 2019)
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- CF30 Customer (27 Jan 2016 to 6 May 2016)
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- CF30 Customer (4 Jul 2014 to 7 Jul 2015)
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- CF30 Customer (26 Feb 2010 to 31 May 2010)
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- CF30 Customer (1 Nov 2007 to 13 Apr 2009)
- CF4 Partner (20 Jul 2007 to 13 Apr 2009)
- CF27 Investment Management (23 Jan 2007 to 23 Jan 2007)
- CF21 Investment Adviser (2 Jan 2007 to 23 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.