Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • [FCA CF] Client dealing (1 Apr 2023 to 9 Apr 2024)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Client dealing (1 Nov 2021 to 1 Apr 2023)
  • Caius Capital LLP (no longer approved here)

    FRN 735887

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2021)
    • CF4 Partner (16 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (25 Aug 2017 to 8 Dec 2019)
  • Fortress Investment Group (UK) Ltd (no longer approved here)

    FRN 434611

    • CF30 Customer (23 Mar 2012 to 20 Jan 2017)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (27 Jan 2010 to 31 Oct 2011)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF27 Investment Management (24 Jun 2005 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.