Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2023 to 9 Apr 2024)
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- [FCA CF] Client dealing (1 Nov 2021 to 1 Apr 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 11 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2021)
- CF4 Partner (16 Jul 2019 to 9 Dec 2019)
- CF30 Customer (25 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (23 Mar 2012 to 20 Jan 2017)
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- CF30 Customer (27 Jan 2010 to 31 Oct 2011)
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- CF27 Investment Management (24 Jun 2005 to 15 Sep 2006)
- CF22 Investment Adviser (Trainee) (23 Nov 2004 to 24 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.