Schroders IS Limited

Date authorised
1 April 2013
Companies House
03359127
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhishek Saxena

    IRN AXS02291

    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 16 Dec 2025)
  • Adam Boumbarek

    IRN AXB04571

    • [FCA CF] Client dealing (since 18 Mar 2025)
  • Adam Champion

    IRN AJC01593

    • [FCA CF] Client dealing (9 Sep 2020 to 20 Nov 2020)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Adam Walker

    IRN AMW01214

    • [FCA CF] Manager of certification employee (since 9 Sep 2020)
    • [FCA CF] Material risk taker (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • CF30 Customer (6 Mar 2013 to 8 Dec 2019)
  • Adam Warwick Side

    IRN AWS01041

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (9 Jan 2004 to 31 Oct 2007)
  • Adriaan Sarel Du Plessis

    IRN ASD01087

    • CF2 Non Executive Director (3 Feb 2010 to 15 Aug 2014)
  • Ajeet Manjrekar

    IRN AAM01093

    • [FCA CF] Manager of certification employee (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Significant management (9 Sep 2020 to 1 Aug 2022)
    • SMF3 Executive Director (5 Mar 2020 to 24 Mar 2022)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF27 Investment Management (13 Jul 2004 to 20 Jun 2007)
  • Alan Robert Jupp

    IRN ARJ01019

    • CF21 Investment Adviser (2 Apr 2004 to 19 Jan 2007)
  • Alexander Douglas Campbell

    IRN ADC01158

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF27 Investment Management (7 Dec 2006 to 31 Oct 2007)
  • Alexander James Charles Pitt

    IRN AJP01209

    • CF27 Investment Management (2 Mar 2004 to 1 Oct 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.