Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 28 Jul 2022)
    • [FCA CF] Manager of certification employee (since 28 Jul 2022)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Manager of certification employee (since 9 Sep 2020)
    • [FCA CF] Significant management (9 Sep 2020 to 1 Aug 2022)
    • SMF3 Executive Director (5 Mar 2020 to 24 Mar 2022)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF27 Investment Management (13 Jul 2004 to 20 Jun 2007)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (1 Nov 2007 to 17 May 2013)
    • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.