Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 17 Jan 2023)
- [FCA CF] Manager of certification employee (since 28 Jul 2022)
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- [FCA CF] Manager of certification employee (since 28 Jul 2022)
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 9 Sep 2020)
- [FCA CF] Manager of certification employee (since 9 Sep 2020)
- [FCA CF] Significant management (9 Sep 2020 to 1 Aug 2022)
- SMF3 Executive Director (5 Mar 2020 to 24 Mar 2022)
- CF30 Customer (12 Jul 2016 to 8 Dec 2019)
- CF27 Investment Management (13 Jul 2004 to 20 Jun 2007)
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- CF30 Customer (1 Nov 2007 to 17 May 2013)
- CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.