Adriaan Sarel Du Plessis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

River Global Investors LLP (no longer approved here)
FRN 453087
- CF2 Non Executive Director (30 Apr 2014 to 15 Aug 2014)
Howden Employee Benefits & Wellbeing Limited (no longer approved here)
FRN 312841
- CF2 Non Executive Director (28 Apr 2014 to 22 Jun 2018)
XPS Investment Limited (no longer approved here)
FRN 528774
- CF2 Non Executive Director (18 Sep 2012 to 26 Jan 2018)
Punter Southall SIPP Limited (no longer approved here)
FRN 189480
- CF2 Non Executive Director (3 Feb 2010 to 22 Jun 2018)
Schroders IS Limited (no longer approved here)
FRN 195028
- CF2 Non Executive Director (3 Feb 2010 to 15 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.