River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Pacific Investments Management Ltd

  IRN XXP01162

  • CF4 Partner (3 Jul 2012 to 27 Mar 2014)
• . River and Mercantile Investment Manageme

  IRN XXR01026

  • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
• Adam Lyle Hayes-Newington

  IRN ALH01073

  • CF22 Investment Adviser (Trainee) (2 Oct 2006 to 2 Jan 2007)
  • CF4 Partner (2 Oct 2006 to 2 Jan 2007)
• Adriaan Sarel Du Plessis

  IRN ASD01087

  • CF2 Non Executive Director (30 Apr 2014 to 15 Aug 2014)
• Ajmol Hussain

  IRN AXH03251

  • [FCA CF] Client dealing (since 12 Dec 2025)
• Alasdair John Birch

  IRN AJB01757

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Alexander Charles Hoctor Duncan

  IRN ACH01141

  • SMF27 Partner (17 May 2022 to 30 Jun 2025)
  • SMF9 Chair of the Governing Body (17 May 2022 to 30 Jun 2025)
  • [FCA CF] Significant management (31 Jan 2022 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (31 Jan 2022 to 30 Jun 2025)
  • [FCA CF] Material risk taker (31 Jan 2022 to 30 Jun 2025)
• Alexander John O'Reilly

  IRN AJO01034

  • CF30 Customer (27 Jul 2009 to 26 Jan 2015)
  • CF4 Partner (27 Jul 2009 to 26 Jan 2015)
• Alexander Stanic

  IRN AVS01005

  • CF4 Partner (27 Jul 2009 to 26 Jan 2015)
  • CF30 Customer (27 Jul 2009 to 26 Jan 2015)
• Alexander Stout

  IRN AXS04386

  • [FCA CF] Client dealing (since 19 Mar 2024)

No changes recorded yet.