River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexei Mikhailovich Kapkin

  IRN AMK01045

  • CF4 Partner (21 Oct 2009 to 2 Apr 2015)
• Andrea Jane Bradshaw

  IRN AJB01623

  • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
  • CF26 Customer Trading (6 Jun 2007 to 31 Oct 2007)
• Andrew David Bollon

  IRN ADB01174

  • CF10a CASS Oversight function (21 Mar 2016 to 9 Oct 2018)
  • CF10 Compliance Oversight (21 Mar 2016 to 20 Dec 2017)
  • CF4 Partner (13 Aug 2009 to 12 Aug 2015)
  • CF30 Customer (1 Nov 2007 to 18 Jan 2016)
  • CF26 Customer Trading (9 Nov 2006 to 31 Oct 2007)
• Angela Doreen Crawford-Ingle

  IRN ADC01191

  • CF2 Non Executive Director (28 May 2014 to 8 Dec 2019)
• Anna Pugh

  IRN AXP02220

  • [FCA CF] Client dealing (since 15 Sep 2022)
• Antony Gwilym John

  IRN AGJ01019

  • [FCA CF] Significant management (1 Jul 2025 to 28 Nov 2025)
  • [FCA CF] Manager of certification employee (1 Jul 2025 to 28 Nov 2025)
  • [FCA CF] Client dealing (26 Feb 2025 to 28 Nov 2025)
• Bella Townshend

  IRN ACT01094

  • [FCA CF] Material risk taker (15 Sep 2022 to 31 Mar 2023)
  • [FCA CF] Client dealing (1 Sep 2020 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2023)
  • [FCA CF] Significant management (1 Sep 2020 to 31 Mar 2023)
  • CF30 Customer (5 Nov 2015 to 8 Dec 2019)
• Ben Mullen

  IRN BXM00541

  • [FCA CF] Client dealing (since 22 Oct 2025)
• Bettina Edmondston

  IRN BXR01086

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Callum Drage

  IRN CXD00669

  • [FCA CF] Client dealing (9 Sep 2025 to 31 Oct 2025)

No changes recorded yet.