Andrew David Bollon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SAM CAPITAL PARTNERS LIMITED (no longer approved here)

    FRN 470234

    • [PRA CF] Key function holder (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Algorithmic trading (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Client dealing (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Material risk taker (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Significant management (31 Jan 2024 to 1 Jul 2024)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF10 Compliance Oversight (21 Mar 2016 to 20 Dec 2017)
    • CF10a CASS Oversight function (21 Mar 2016 to 9 Oct 2018)
    • CF4 Partner (13 Aug 2009 to 12 Aug 2015)
    • CF30 Customer (1 Nov 2007 to 18 Jan 2016)
    • CF26 Customer Trading (9 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.