SAM CAPITAL PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
06303367
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Dover Street
    4th floor
    London
    W1S 4LZ
    UNITED KINGDOM
    Phone
    +447901517202
    Web
    https://www.samcapital.com

  • Complaints Contact

    4th floor
    27 Dover Street
    London
    W1S 4LZ
    UNITED KINGDOM
    Phone
    +4407901517202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Altan Alpay

    IRN AXA01432

    • SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (18 Jan 2012 to 30 Nov 2012)
  • Andrew David Bollon

    IRN ADB01174

    • [FCA CF] Significant management (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Client dealing (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Material risk taker (31 Jan 2024 to 1 Jul 2024)
    • [PRA CF] Key function holder (31 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Algorithmic trading (31 Jan 2024 to 1 Jul 2024)
  • Andrew Kennedy

    IRN AJK01094

    • CF29 Significant management (4 Dec 2009 to 30 Nov 2012)
    • CF1 Director (4 Dec 2009 to 30 Nov 2012)
    • CF30 Customer (21 Sep 2009 to 30 Nov 2012)
  • Diana Haroun

    IRN HXD01136

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF26 Customer Trading (19 Sep 2007 to 31 Oct 2007)
  • Diego Tafi

    IRN DXT01133

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF26 Customer Trading (20 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
  • Dietmar Rudolf Schmitt

    IRN DRS01069

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2020)
    • SMF16 Compliance Oversight (since 15 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2012 to 5 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Aug 2007 to 18 Jun 2008)
    • CF1 Director (20 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (20 Aug 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
  • Ghassan Bu-Chedid

    IRN GBC01030

    • CF30 Customer (22 Jul 2009 to 31 May 2010)
  • Gregoire Maire Jean Christian Dusausoy

    IRN GXM02504

    • [FCA CF] Client dealing (since 12 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2020)
    • CF1 Director (13 May 2019 to 8 Dec 2019)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • Hans Peter Hurschler

    IRN HPH01013

    • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2020)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
  • James William Edward Lewis

    IRN JWL01032

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF1 Director (20 Aug 2007 to 31 Oct 2011)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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