Diego Tafi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shard Capital AIFM LLP (no longer approved here)
FRN 615463
- CF4 Partner (19 Aug 2014 to 14 Nov 2017)
- CF30 Customer (21 Jul 2014 to 14 Nov 2017)
Shard Capital Partners LLP (no longer approved here)
FRN 538762
- CF4 Partner (1 Mar 2014 to 14 Nov 2017)
- CF30 Customer (1 Dec 2013 to 14 Nov 2017)
SAM CAPITAL PARTNERS LIMITED (no longer approved here)
FRN 470234
- CF30 Customer (1 Nov 2007 to 31 Aug 2012)
- CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
- CF26 Customer Trading (20 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.