Date authorised
21 July 2014
Companies House
OC390417
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +4402071869900
  • Complaints Contact

    6th Floor
    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +4402071869900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Focus Asset Management Ltd

    IRN XXF01110

    • CF4 Partner (7 Jun 2018 to 2 Dec 2019)
  • . Shard Capital Services Limited

    IRN XXS01238

    • CF4 Partner (21 Jul 2014 to 2 Dec 2019)
  • . Shard Credit Partners Limited

    IRN XXS01265

    • CF4 Partner (14 Aug 2015 to 2 Dec 2019)
  • Adrian Jonathan Cameron Coll

    IRN AJC01584

    • CF30 Customer (10 Jul 2019 to 26 Aug 2022)
  • Alastair Ian Brown

    IRN AIB01016

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [FCA CF] Significant management (since 8 Mar 2021)
    • CF1 Director (AR) (since 10 Dec 2015)
    • CF3 Chief Executive (AR) (since 8 Dec 2015)
    • CF30 Customer (since 19 Jan 2015)
    • CF4 Partner (14 Dec 2015 to 19 Nov 2019)
    • CF4 Partner (AR) (19 Jan 2015 to 4 Dec 2015)
  • Alexander James Dobson

    IRN AXD00852

    • SMF27 Partner (since 21 Feb 2024)
  • Andrew Anthony Stylianou

    IRN AAS01171

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2022)
    • SMF16 Compliance Oversight (since 29 Jul 2022)
  • Barry Downes

    IRN BXD01546

    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Significant management (since 8 Mar 2021)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (14 Nov 2016 to 19 Nov 2019)
  • Benjamin Ellis

    IRN BXE01155

    • CF30 Customer (30 Jun 2021 to 12 Sep 2025)
  • Brian James Kinane

    IRN BXK01246

    • CF4 Partner (28 Nov 2016 to 19 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.